Compliance Manager; Mortgages

Location:
London (Hybrid – 3 days/week in the office)

A fantastic No.2 role with one of the Top 100 Fastest Growing Companies in the UK.

And that growth will provide excellent opportunities for your own personal growth and development.

It’s a really broad, generalist Compliance role that will be ideal preparation for your future career, especially if you have ambitions of becoming a Head of Compliance (SMF
16).

You’ll also get really good exposure to the leadership team and have the chance to really add value and make a difference.

You’ll be working for an innovative mortgage lender and reporting into the Head of Compliance (SMF
16 & 17).

You’ll provide clear and pragmatic Compliance advice and guidance to all areas of the business, supporting informed decision‑making while maintaining regulatory standards.

You’ll also assist with the delivery of the Compliance Monitoring Plan and Quality Assurance across Mortgage Advice, Underwriting and other business areas, reporting your findings and recommendations.

In addition, you’ll manage and investigate Financial Crime referrals, including review of PEP, sanctions and higher‑risk cases, and provide cover for escalation when the Head of Compliance is not available.

You’ll play a key role in supporting and monitoring the firm’s implementation and ongoing Compliance with Consumer Duty regulations and also assist with regulatory horizon scanning and impact assessment.

I told you it was a broad role!

We’re looking for an experienced Compliance specialist from the Mortgage arena with a strong working knowledge of MCOB, DISP, SYSC, GDPR and Consumer Duty regulations.

A CeMAP qualification would be advantageous but is not essential.

You’ll also need to possess strong communication and stakeholder management skills.

If so, click apply and send over your CV.

Not got an up to date CV?

Don’t worry, you can always give me (Mark) a call on  for a confidential discussion or email me at mar letting me know that you’re interested. We’ll pick it up from there.