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Senior Compliance: Suitability File Reviews
Job in
Greater London, London, Greater London, W1B, England, UK
Listed on 2026-03-07
Listing for:
MERJE
Full Time
position Listed on 2026-03-07
Job specializations:
-
Finance & Banking
Financial Services
Job Description & How to Apply Below
A well-known wealth management business in London is seeking a Business Assurance & Suitability specialist to join their Private Client team. In this role, you will review suitability reports related to various financial products to ensure compliance with FCA standards. Your experience in wealth management and understanding of financial planning principles will be crucial. You will also engage in discussions for process improvements and provide feedback to report writers.
This position offers a dynamic environment focused on client interests.
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Position Requirements
10+ Years
work experience
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