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Equities Surveillance & Compliance Analyst

Job in Greater London, London, Greater London, W1B, England, UK
Listing for: Rex Technologies GmbH
Full Time position
Listed on 2026-03-02
Job specializations:
  • Finance & Banking
    Financial Services, Regulatory Compliance Specialist, Risk Manager/Analyst, Banking & Finance
Salary/Wage Range or Industry Benchmark: 80000 - 100000 GBP Yearly GBP 80000.00 100000.00 YEAR
Job Description & How to Apply Below
Location: Greater London

A leading financial services company in Greater London is seeking a Surveillance Compliance officer to focus on Trade Surveillance for Equities. Candidates should have 3+ years of experience, strong knowledge of surveillance tools like Nasdaq SMARTS, and excellent communication skills. The role involves engaging with trading teams, conducting surveillance, and ensuring compliance with regulatory requirements. This is an opportunity to join a market-leading firm in a fast-paced environment.
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