Manager, WAM, Process & Controls

Overview

Location:

London

Other locations:
Primary Location Only

Requisition

Manager, Process and Controls – Wealth Asset Management

At EY, our Internal Audit & Controls team provides confidence to our clients and their stakeholders through the rigorous independent assessment of process and controls. This is done through the appropriate use of internal audit and controls skills, building strong relationships, coupled with industry insight in the Financial Services market.

We have an unparalleled understanding of the evolving requirements and expectations of Internal Audit. EY is the only professional services firm to have supported the development of the UK CIIA FS Code in 2013, and the 2017 and 2024 refresh.

We are in the process of continuing to build our ever-growing Financial Services Internal Audit & Controls practice and are looking for driven professionals with a strong background in Financial Services Internal Audit & Controls. This role offers exceptional opportunities for personal growth and advancement, enhancing your wider business knowledge, and to build internal and external relationships across disciplines and borders.

Candidates must have experience of working in internal audit, risk and / or controls projects either as an internal auditor / advisor at a professional service firm and / or within an in-house Internal Audit function within industry.

In addition, disruptive technology including Artificial Intelligence and ensuring internal controls continue to provide value, is driving a need to focus even more on how technology supports, underpins, and disrupts the way in which an organisation operates. As a result, we are looking for individuals who are willing to help drive the industry forwards on ‘the future of Internal Audit & Controls.’

EY’s Internal Audit & Controls team works with clients to provide assurance that an organisation’s business activities are operating effectively in addressing these challenges. This is done through the appropriate use of audit skills coupled with industry insight in the Financial Services industry.

As part of the FSO Consulting team you will manage and work on teams with responsibility for building client relationships, and ensuring the overall execution of projects, under the guidance and direction of Senior Managers, Directors and Partners.

Join us and you ll work on challenging projects and accelerate your career within a supportive team. You ll also be introduced to career challenges that will take you into exciting new professional territory.

Your goal will be to help clients achieve their potential - and you can expect to do the same. As part of a supportive team, you ll have every opportunity to progress and build knowledge that will make a difference to your entire career.

• Planning and delivering internal audit and controls engagements that meet clients’ needs and expectations.
• Managing day-to-day client relationships and expectations by delivering value and providing knowledge and insight for improving their business.
• Ensuring client deliverables meet with internal Service Quality Standards and are ready for Partner review.
• Maintaining active communication with both partners/directors and clients to manage expectations and ensure client satisfaction.
• Understanding our service offerings and actively identify opportunities to better serve clients.
• Assisting partners/directors with generating new business opportunities and building client networks and relationships.
• Contributing to Thought Leadership articles published internally and externally.
• Contributing to people initiatives including recruiting, retaining and training colleagues.
• Assisting partners/directors with the development of client proposals and engagement contracts
• Overseeing and coaching junior colleagues

• Strong academic record including at least a 2.1 classified degree or equivalent, a professional qualification would be advantageous.
• Ideally 5-6 years track record of delivering controls, risk, regulatory or internal audit assessment reviews in the…