Senior Manager Regulatory Compliance - GTS, CIB & HCIB

Senior Manager Regulatory Compliance

If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be.

HSBC is one of the largest banking and financial services organisations in the world, with a network that covers more than 50 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.

We are currently seeking an experienced professional to join our team in the role of Senior Manager Regulatory Compliance – Corporate Institutional Banking & HCIB.

The Regulatory Compliance function is a Second line of defence (LOD) function that includes Risk Stewards who are independent of the commercial risk‑taking activities undertaken by the Group’s businesses (also referred to as “the First LOD”). These Risk Stewards are responsible for reviewing and challenging the activities of the First LOD to ensure that, as Risk Owners, they effectively manage the regulatory compliance risks inherent in, or arising from, the conduct of their activities and for which they are responsible.

The Regulatory Compliance function operates in accordance with HSBC Group’s Risk Management Framework (RMF).

As Senior Manager Regulatory Compliance, you will play a key role in providing advice, and challenge to for business decisions based on thorough understanding of key trends, opportunities and threats impacting the Regulatory Compliance function. The role requires strong partnership with the Global Trade Solutions (GTS) business to drive and accelerate the execution of Regulatory Compliance programmes that directly impact business performance.

This role will also contribute to the implementation of policies into the GTS business and as such it will require close collaboration with various Risk and GTS business functions.

HSBC’s Global Trade Solutions enable businesses to access global opportunities by simplifying and securing international trade. Our comprehensive range of products and services—including trade finance, supply chain finance, guarantees, and documentary credits—helps clients manage cross‑border risks, optimise working capital, and expand into new markets. Leveraging our global network and local expertise, we support businesses in trading with confidence, enhancing cash flow, and building resilient supply chains.

*’HCIB comprises the UK legal entity HSBC Bank plc (regulated by PRA and FCA) and also known internally as the ‘Non‑Ring‑Fenced Bank’; its subsidiary HSBC Continental Europe (‘HBCE’) – lead regulated by the ECB and any subsidiaries or branches which report into HCIB.

As an HSBC employee in the UK, you will have access to tailored professional development opportunities and a competitive pay and benefits package. This includes private healthcare for all UK‑based employees, enhanced maternity and adoption pay and support when you return to work, and a contributory pension scheme with a generous employer contribution.

• Contribute to the provision advisory services to GTS to support clear understanding of Regulatory compliance risk exposure with respect to clients, transactions, and products. Assist senior management decision making and meeting their strategic objectives.
• Ensure all policies, procedures, principles, and dispensations, etc. are updated for changes in Regulation and impacts on business.
• Resolve any/all identified issues promptly and escalates concerns to management as appropriate to ensure timely awareness of any material concerns.
• Maintain an effective control framework and to ensure compliance with all relevant external laws & regulations, internal codes and policies and good market practices.
• Strengthen GTS knowledge of risk and compliance management by incorporating risk and compliance considerations in all activities undertaken to protect and enable the business’ activities through a robust risk management understanding.
• Maintain awareness of operational risk within assigned portfolio and minimise the likelihood of it occurring including its identification, assessment, mitigation and control,…