Client Onboarding KYC Associate

Client Onboarding KYC Associate

Our client is a Global Financial Markets Trading Company, based in the compliance onboarding team of a global broking organisation. We are looking for someone with five years KYC and AML experience within the financial markets.

It would be highly preferred that you have a background onboarding both Clearing and Execution clients within the exchange traded futures and option arena.

• Forensic review of client documentation in conjunction with FCA Know Your Customer and Anti-Money Laundering Rules.
• Diligent preparation of client application packs for Anti-Money Laundering, Compliance, Credit and Risk review.
• Support and assist the firm’s Management on client applications and documentation requirements.
• Liaise with the sales teams to resolve account application questions and issues.
• Liaise with clients to resolve account application questions and issues.
• Ensure creation and maintenance of accurate client information and static data on internal systems.
• Assist with project work when required.
• Other duties as assigned.

• 2 years progressive experience with industry rules and regulations.
• Ability to use internal and external systems, including prior experience of DOCS system would be useful.
• Effective communication skills both written and verbal for assisting in client and internal requests.
• Ability to be self-motivated, organised and to ensure work is completed in a timely manner with deadlines met.
• Strong organisational and analytical skills essential.
• Good team player.
• Bachelor’s Degree in Business or equivalent industry experience.