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Senior Compliance Lead, Retail Investments & Consumer Duty
Job in
Greater London, London, Greater London, EC1A, England, UK
Listed on 2026-01-16
Listing for:
Compliance Professionals
Full Time
position Listed on 2026-01-16
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading financial broker based in Greater London is seeking a Senior Compliance Officer to provide crucial advice on regulatory compliance for new and existing products. The ideal candidate will have over 7 years of experience in a senior compliance role, specifically in retail investments, and a strong understanding of FCA regulations. This role involves advising on consumer duty principles, training business units, and managing complex complaints.
Excellent communication and stakeholder management skills are essential. Competitive salary and benefits offered.
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Position Requirements
10+ Years
work experience
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