Senior Director, Trading Compliance & Practices
Job in
Greater London, London, Greater London, EC1A, England, UK
Listed on 2026-01-13
Listing for:
Barings
Apprenticeship/Internship
position Listed on 2026-01-13
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Regulatory Compliance Specialist, Wealth Management -
Management
Risk Manager/Analyst, Regulatory Compliance Specialist, Wealth Management
Job Description & How to Apply Below
A leading financial services firm is seeking a qualified Director/Senior Director for Trading Practices Compliance in London. This role is crucial in overseeing daily surveillance of trading activities and ensures compliance with regulatory requirements. Candidates must possess a minimum of 8 years of experience in financial services, a strong understanding of trading regulations, and management experience. The position offers a competitive salary and the opportunity to impact the firm's business practices significantly.
#J-18808-Ljbffr
Position Requirements
10+ Years
work experience
Note that applications are not being accepted from your jurisdiction for this job currently via this jobsite. Candidate preferences are the decision of the Employer or Recruiting Agent, and are controlled by them alone.
To Search, View & Apply for jobs on this site that accept applications from your location or country, tap here to make a Search:
To Search, View & Apply for jobs on this site that accept applications from your location or country, tap here to make a Search:
Search for further Jobs Here:
×