Head of Compliance; part time EXCLUSIVE

Job in Greater London, London, Greater London, EC1A, England, UK

Listing for: Compliance Professionals

Part Time position
Listed on 2026-01-13

Job specializations:

Finance & Banking
Risk Manager/Analyst, Regulatory Compliance Specialist, Financial Compliance, Banking Operations

Position: Head of Compliance (part time- 2 days per week) – EXCLUSIVE
Location: Greater London

Fully remote role

THE COMPANY

Our client is a dynamic, FCA-Regulated Mortgage Broker. They are seeking an experienced and proactive Head of Compliance to join their team and take ownership of the compliance framework.

RES RESPONSIBILITIES

Regulatory Compliance & Oversight
Compliance Monitoring & File Reviews
Policies, Procedures & Documentation
Risk Management
Training & Cultural Embedding
Lender & Panel Management
Financial Crime Compliance
Management Information & Reporting

EXPERIENCE REQUIRED

Minimum 3-5 years’ experience in a compliance role within financial services, preferably in mortgage broking or mortgage advice
Strong working knowledge of FCA regulations, particularly MCOB, Consumer Duty, SYSC, and DISP
Proven experience conducting mortgage file reviews and compliance monitoring
Understanding of mortgage products, advice processes, and suitability assessments
Excellent analytical skills with the ability to identify risks and recommend practical solutions
Strong written communication skills for producing clear, professional compliance reports and guidance

For further information please contact Duncan Jeffery

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