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Head of Compliance; part time EXCLUSIVE
Job in
Greater London, London, Greater London, EC1A, England, UK
Listed on 2026-01-13
Listing for:
Compliance Professionals
Part Time
position Listed on 2026-01-13
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Regulatory Compliance Specialist, Financial Compliance, Banking Operations
Job Description & How to Apply Below
Location: Greater London
Fully remote role
THE COMPANY
Our client is a dynamic, FCA-Regulated Mortgage Broker. They are seeking an experienced and proactive Head of Compliance to join their team and take ownership of the compliance framework.
RES RESPONSIBILITIES- Regulatory Compliance & Oversight
- Compliance Monitoring & File Reviews
- Policies, Procedures & Documentation
- Risk Management
- Training & Cultural Embedding
- Lender & Panel Management
- Financial Crime Compliance
- Management Information & Reporting
- Minimum 3-5 years’ experience in a compliance role within financial services, preferably in mortgage broking or mortgage advice
- Strong working knowledge of FCA regulations, particularly MCOB, Consumer Duty, SYSC, and DISP
- Proven experience conducting mortgage file reviews and compliance monitoring
- Understanding of mortgage products, advice processes, and suitability assessments
- Excellent analytical skills with the ability to identify risks and recommend practical solutions
- Strong written communication skills for producing clear, professional compliance reports and guidance
For further information please contact Duncan Jeffery
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