Compliance Business Oversight Manager, Transformation Enablement, Customer Experience and Platf

Work Location: London, Ontario, Canada

Hours: 37.5

Line Of Business: Compliance

Pay Details: $96,900 - $136,800 CAD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience  compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job‑related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Department Overview

The Global Compliance Department is responsible for overseeing Regulatory Compliance across TD Banking Group (TDBG) in accordance with the Global Compliance Department Mandate, in execution of the Enterprise Regulatory Compliance Management (RCM) Framework. This includes independently assessing the adequacy of, adherence to, and effectiveness of regulatory compliance management programs and controls in the business; delivering objective guidance and independent challenge to the business;

proactively managing regulatory changes; and providing trusted and reliable reporting, advice and opinion to senior leadership and the Board on the state of regulatory compliance risks, controls and outcomes.

As part of the larger Compliance Department, the Transformation, Enablement, Customer Experience and Platforms & Technology (TECE‑P) Compliance group provides day‑to‑day Compliance support to various business lines across these corporate segments including Enterprise Digital Strategy & Innovation, Enterprise Payments, Sustainability & Corporate Citizenship, Analytics, Insights & Artificial Intelligence (AI2), Marketing & Customer Experience, Enterprise Real Estate, TD Procurement, Protect Platform, and Customer Platforms.

TECE‑P Compliance also supports various programs for innovation initiatives including Innovation Risk Management Framework Proof of Concepts and promote the risk‑based adoption of models.

As An Oversight Function, Compliance Is Responsible For The Independent Oversight Of Compliance Risk Across TD Globally;
Driving a Consistent, Adaptable And Effective Culture Across The Organization;
And Assessing The Adequacy Of, Adherence To And Effectiveness Of TD's Day‑to‑day Regulatory Compliance Management (RCM). The Role Of Compliance Is To:

• Lead the identification and assessment of applicable Privacy, banking, Human Rights, Accessibility laws and regulations, regulatory guidelines, voluntary codes and public commitments, and TD policy and standards with respect to regulation of business conduct and market conduct.
• Perform independent inherent and residual Compliance risk assessments of the business segments.
• Develop and communicate enterprise governance and control methodologies related to RCM.
• Oversee and report on business unit regulatory issues/events and associated remediation.
• Perform independent oversight monitoring to evaluate and assess the adequacy and effectiveness of the 1st line of defense RCM controls.
• Provide independent challenge and objective guidance to the business units.

Job Description – Senior Compliance Business Oversight Manager

Reporting to the Senior Manager, TECE‑P Compliance, the primary responsibility of the Senior Compliance Business Oversight Manager is to support the development and enhancement of both Risk Owner and Compliance RCM programs for the business units we support, with a focus on Global Compliance Program initiatives including the Regulatory Compliance Management (RCM) Framework and Standards (collectively "RCM Program"), Enterprise Governance Risk and Control (EGRC) Program, Conduct Risk Framework, Compliance Governance and Assurance Policy reviews, and various initiatives.

This role may provide Compliance oversight for several business lines within TECE and Platforms. This role will also support strategic Compliance…