More jobs:
Compliance Officer, Finance & Banking
Job in
Liverpool, Merseyside, L1, England, UK
Listed on 2026-03-01
Listing for:
Broster Buchanan
Full Time
position Listed on 2026-03-01
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Regulatory Compliance Specialist, Financial Services, Financial Compliance
Job Description & How to Apply Below
About the Company
Our client, on of the UK's fastest growing financial services businesses is continuing to expand and as such, requires an experienced compliance professional to join their team.
The TeamA highly talented and close knit, friendly team awaits you. This team has a track record of training and developing people and progressing them quickly.
The RoleReporting to the highly experienced and supporting Head of Compliance, this role is responsible for:
- Quality checking and monitoring
- Internal breach management
- Leading FCA reporting
- Complaint handling
- Some internal audit duties
- General compliance duties
- Have a background in compliance
- Have a background in wealth management/pensions/legal OR a background in CDD/KYC
£35K base salary
Attractive Pension
Private medical
To understand more about this fantastic career opportunity, please apply here today!
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