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Wealth Management Portfolio Manager

Senior Compliance Manager Investment Monitoring

Job in Leeds, West Yorkshire, ME17, England, UK
Listing for: Jobs via eFinancialCareers
Full Time position
Listed on 2026-03-04
Job specializations:
  • Finance & Banking
    Wealth Management, Portfolio Manager
  • Management
    Wealth Management, Portfolio Manager
Salary/Wage Range or Industry Benchmark: 80000 - 100000 GBP Yearly GBP 80000.00 100000.00 YEAR
Job Description & How to Apply Below
An established wealth management business is seeking a Compliance Manager to lead its monitoring function. This senior role requires a technically strong compliance professional with leadership skills to manage a team overseeing investment advice and discretionary portfolio management. Responsibilities include developing monitoring strategies, ensuring regulatory compliance, and presenting findings to senior leadership. Candidates must have a Level 4 Investment Advice Diploma and experience in compliance monitoring within wealth management.
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Position Requirements
10+ Years work experience
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