Investment Compliance Monitor & QA Analyst
Job in
Leeds, West Yorkshire, ME17, England, UK
Listed on 2026-01-14
Listing for:
Redmayne Bentley
Full Time
position Listed on 2026-01-14
Job specializations:
-
Finance & Banking
Financial Services, Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading UK investment firm is seeking a Compliance Specialist to conduct file reviews and ensure adherence to FCA regulations. The role demands strong knowledge of FCA rules, experience in compliance monitoring, and excellent communication skills. This position provides the opportunity for professional development, making it ideal for those looking to advance their careers in the financial sector. The firm supports its employees in achieving industry-standard qualifications and values teamwork and integrity.
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