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Senior Compliance Counsel - Securities & Regulation; Hybrid
Job in
Lakewood, Jefferson County, Colorado, USA
Listed on 2026-01-27
Listing for:
Edward Jones
Full Time
position Listed on 2026-01-27
Job specializations:
-
Law/Legal
Regulatory Compliance Specialist, Financial Law -
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading financial services firm in Lakewood, Colorado is seeking a Compliance Advisor to manage regulatory compliance. The successful candidate will have a J.D. and at least three years of legal or compliance experience, preferably in the securities industry. Responsibilities include advising stakeholders, designing compliance programs, and resolving complex issues. The position allows for a hybrid work environment, with a focus on fostering partnerships across the organization.
The firm offers competitive compensation and benefits.
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Position Requirements
10+ Years
work experience
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