Fractional Legal Counsel; Sr to Chief lvl – Securities, Title & Time

Summary

We re hiring a Fractional Legal Counsel with Securities Expertise!

Flexible

Title:

can tailor to reflect your skills & experience — from Securities Counsel to General Counsel / Chief Legal Officer.

Flexible Time: can do part-time, side-gig (off-hours), or fractional (contract).

Flexible Commitment: can do short-term, long-term, or intermittent.

We re a FUNDED startup racing to launch end of Q1 2026. That gives us just 3 months to stack features while raising additional working capital. Feel free to jump in, help us ship, then bounce, or stick around. A successful launch translates into lots of permanent jobs for those that want them. We re also interested in long term "side gig" relationships, if that s what you re into - in our experience, a few expert hours often beat full-time learning-curve hours.

We re a credible,
funded
, remote-first startup led by a serial [technical] founder, and backed by a 20-person team. The product is live in private alpha.

Learn more about our founder, team, and comp structures at list-lab.org
.

We re building the legal infrastructure to power a crowdfunding and exchange platform — think everything required to launch, operate, and scale a compliant securities marketplace. This means a lot of work is coming
, and we need someone who can hit the ground running.

Ideally, you become our Fractional Chief Legal Counsel — owning the legal function, working closely with the founder, and scaling with us as we grow. If you re looking for interesting, high-stakes securities work with a seat at the table, this is it.

The founder has drafted initial offering documents with AI assistance. We need an experienced securities attorney to review, refine, and approve these materials — then help us build out the legal framework for everything that comes next.

Up to $800,000 max total compensation in Tier 1 cities; cash and equity components to be negotiated (amount reflects combined cash and equity components).

• You've reviewed, improved, and approved our existing offering documents (506(b + c) SAFE documents, PPM, cover letters, questionnaires, etc.)
• You've created or overseen the creation of our ESOP structure and related documentation
• You're overseeing all related securities issuances and ensuring compliance
• You've established yourself as the legal authority on the team and built trust with the founder

• You've mapped out the legal and regulatory requirements for our crowdfunding-like platform
• You've drafted or reviewed key platform documents:
  Privacy Policy, Terms of Service, User Agreements, and related disclosures
• You've identified any licensing, registration, or exemption requirements and developed a compliance roadmap
• You're advising on platform architecture decisions with legal/regulatory implications

• You've built out the legal framework for transactions on the platform
• You've addressed compliance requirements for related SaaS service offerings (e.g., investor accreditation verification, KYC/AML, document management)
• You're advising on issuer onboarding requirements and investor protections
• You've established scalable legal processes and templates that reduce ongoing legal friction

• Serve as primary legal counsel for all securities and regulatory matters
• Review, draft, and negotiate offering documents, investor agreements, and platform contracts
• Advise on SEC regulations, state blue sky laws, and exemptions (Reg D, Reg CF, Reg A+, etc.)
• Develop and maintain compliance policies and procedures
• Oversee equity compensation programs (ESOP, option grants, SAFEs, etc.)
• Advise on investor accreditation, KYC/AML, and related compliance requirements
• Collaborate with product and engineering to ensure platform compliance by design
• Manage relationships with outside counsel when specialized expertise is required
• Stay current on regulatory developments affecting crowdfunding and alternative securities markets

• JD with active bar membership (state flexible, but must be in good standing)
• Deep expertise in securities law — Reg D, Reg CF, Reg A+, blue sky laws, and related exemptions
• Experience with private placements, crowdfunding platforms, or alternative investment structures
• Familiarity with FINRA regulations and broker-dealer/funding portal requirements a plus
• Prior experience at a securities-focused law firm, in-house at a fintech/investment platform, or with the SEC
• Comfortable working in a fast-paced startup environment with ambiguity and rapid iteration
• Pragmatic problem-solver — knows when to push back and when to find a way
• Strong communicator who can translate legal complexity into actionable guidance
• Bonus:
  Experience with equity compensation, corporate governance, and general commercial contracts