Compliance Officer, Law​/Legal

Our client has an opportunity available for a Compliance Officer.

Requirements:

• Bachelor’s degree.
• Commerce or Legal degree.
• 2 to 3+ years practical compliance risk management or legal experience.
• Member of the Compliance Institute of Southern Africa.

Responsibilities:

• Conduct formal Compliance Risk Profile workshops to identify and assess the total universe of regulatory requirements.
• Conduct informal Compliance Risk Profile reviews to identify amended and new regulatory requirements and update the Compliance Risk Profiles.
• Compile Compliance Risk Management Plans for the applicable regulatory requirements.
• Provide compliance advice to the SBUs or Depts on the requirements stipulated.
• Participate in projects to identify applicable compliance risks and advise on the management and mitigation thereof.
• Undertake compliance awareness activities.
• Plan, manage and conduct compliance monitoring on the applicable regulatory requirements.
• Log all compliance findings on the Compliance Issues Log.
• Compile and submit a Compliance Risk Profile Report to the SBUs.
• Compile, agree and submit a SBU Compliance Coverage Plan to the SBU/Dept.
• Report and Control Self-Assessment Review Reports and Control Spot Check Review Reports with the SBU.