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Director, Regulatory Policy

Job in Jersey City, Hudson County, New Jersey, 07390, USA
Listing for: Phaxis
Full Time position
Listed on 2026-02-06
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Compliance
Job Description & How to Apply Below

Regulatory Policy Director – Global Investment Banking Client

Base pay range: $/yr – $/yr

Responsibilities
  • Develop and interpret regulatory reporting policies and guidance
  • Advise on U.S. regulatory and Basel requirements across multiple entities
  • Review key reports (Y-9C, FFIEC 002, 2052a, Y-14, Y-15, FOCUS)
  • Draft comment letters and engage with regulators and industry groups
  • Assess regulatory impacts of new products/transactions
  • Support Basel III Endgame implementations and cross-functional initiatives
  • Deliver training and strengthen governance and controls
Qualifications
  • Bachelor's degree; 8+ years regulatory policy or reporting experience
  • Deep knowledge of U.S. GAAP, U.S. regulatory rules, and Client standards
  • Strong analytical, writing, and communication skills
  • Capital rules expertise required; JFSA experience a plus
Seniority level

Director

Employment type

Full-time

Job function

Accounting/Auditing and Finance

Industries

Accounting and Financial Services

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