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Head of Registrations & Compliance Programs; Americas
Job in
Jersey City, Hudson County, New Jersey, 07390, USA
Listed on 2026-02-06
Listing for:
SMBC
Full Time
position Listed on 2026-02-06
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist -
Management
Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading global financial institution is seeking a Head of Registrations based in Jersey City, NJ. This role involves managing a centralized Registrations Program across the Americas Division, ensuring compliance with various financial regulations. The successful candidate will have extensive broker-dealer compliance experience and a deep understanding of industry regulations. This position offers a hybrid work model and competitive compensation, along with a wide range of employee benefits.
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