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Financial Services Regulatory Compliance Specialist

Senior Trading Surveillance & FINRA Compliance

Job in Jersey City, Hudson County, New Jersey, 07390, USA
Listing for: HW3
Full Time position
Listed on 2026-02-04
Job specializations:
  • Finance & Banking
    Financial Services, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A financial services firm in Jersey City, NJ is seeking a seasoned Trading Surveillance professional with over 7 years of experience. In this role, you will monitor and investigate market abuse, using your expertise in NASDAQ SMARTS for equities, options, and crypto. Ideal candidates are skilled in responding to regulatory inquiries and have a solid understanding of U.S. market structures.

This position requires strong analytical and investigative skills to support compliance efforts.
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Position Requirements
10+ Years work experience
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