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Regulatory Compliance Specialist Financial Compliance

Senior Compliance Testing Lead: Regulatory Controls

Job in Jersey City, Hudson County, New Jersey, 07390, USA
Listing for: RBC Capital Markets, LLC
Full Time position
Listed on 2026-02-01
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Compliance
Salary/Wage Range or Industry Benchmark: 85000 - 145000 USD Yearly USD 85000.00 145000.00 YEAR
Job Description & How to Apply Below
A leading financial services firm seeks a Sr. Compliance Tester in Jersey City, NJ, to lead independent compliance reviews for regulatory requirements. The ideal candidate has over 5 years in compliance testing within financial services and strong skills in communication and risk management. This role includes conducting tests, overseeing team members, and enhancing the compliance program. Competitive salary range is $85,000 - $145,000.

Opportunities for professional development are offered in a collaborative environment.
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Position Requirements
10+ Years work experience
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