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Regulatory Compliance Specialist Banking & Finance

Trading Surveillance & Compliance VP — Equities & Crypto

Job in Jersey City, Hudson County, New Jersey, 07390, USA
Listing for: Moomoo Inc.
Full Time position
Listed on 2026-01-26
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Banking & Finance
Salary/Wage Range or Industry Benchmark: 115000 - 165000 USD Yearly USD 115000.00 165000.00 YEAR
Job Description & How to Apply Below
A leading financial services company is seeking a Vice President of Trading Surveillance in Jersey City, NJ. This role involves monitoring and investigating potential market abuse across equities, options, and crypto. Candidates must have over 7 years of experience in trade surveillance, expertise in NASDAQ SMARTS, and hold Series 7 and 24 licenses. The position offers a competitive salary range from $115,000 to $165,000, along with excellent benefits such as medical coverage and 401k contributions.
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