Trade Surveillance Compliance Lead – Hybrid
Job in
Jersey City, Hudson County, New Jersey, 07390, USA
Listed on 2026-01-26
Listing for:
HW3
Full Time
position Listed on 2026-01-26
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
A financial services firm in Jersey City is seeking a trade surveillance specialist to oversee daily activities, ensure compliance, and enhance oversight systems. The role requires strong analytical and communication skills, with experience in broker-dealer compliance preferred. Compensation includes a base salary ranging from $120,000 to $150,000, a performance-based annual cash bonus, and benefits like 401(k) contributions and PTO. The office is based in Jersey City, with the possibility of working from home on Fridays.
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