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Regional Compliance Leader, Financial Services; Hybrid

Job in Jersey City, Hudson County, New Jersey, 07390, USA
Listing for: Equitable
Full Time position
Listed on 2026-01-25
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Services, Financial Compliance, Corporate Finance
Job Description & How to Apply Below
Position: Regional Compliance Leader, Financial Services (Hybrid)
A leading financial services firm in New Jersey is seeking a Compliance Officer responsible for supporting branch locations with compliance efforts. The role includes conducting audits, advising financial professionals on compliance issues, and providing recommendations for process improvements. The ideal candidate has 5-10 years of experience in the financial industry, holds FINRA registrations, and possesses strong organizational and analytical skills.

The position allows for a hybrid work arrangement with approximately 30% travel required.
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