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Regulatory Compliance Specialist Risk Manager/Analyst

Trade Lifecycle Lead: Regulatory Compliance & Risk Oversight

Job in Jersey City, Hudson County, New Jersey, 07390, USA
Listing for: JPMorganChase
Full Time position
Listed on 2026-02-03
Job specializations:
  • Business
    Regulatory Compliance Specialist, Risk Manager/Analyst
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 80000 - 100000 USD Yearly USD 80000.00 100000.00 YEAR
Job Description & How to Apply Below
A leading financial services firm is seeking a Trade Lifecycle Lead to manage compliance and regulatory reporting for U.S. Broker-Dealer operations. In this role, you will be pivotal in ensuring adherence to SEC, FINRA, and other regulatory requirements while driving operational efficiency. You will collaborate with cross-functional teams, manage complex projects, and lead initiatives to identify and mitigate compliance risks.

A Bachelor's degree and 5+ years of relevant experience are essential. This position offers an impactful opportunity to shape broker-dealer operations in a fast-paced environment.
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