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VIE Compliance specialist M/F
Job in
Via Milano, Lombardy, Italy
Listed on 2026-01-14
Listing for:
Crédit Agricole Group
Full Time
position Listed on 2026-01-14
Job specializations:
-
Finance & Banking
Corporate Finance, Risk Manager/Analyst
Job Description & How to Apply Below
Compliance department ensures adherence to regulatory standards and internal policies.
We are looking for a VIE to join our team.
Main tasks
Oversee the investment process and provide investment advice in accordance with Group compliance policies (Investments).
Perform second‑level controls focusing on best execution, proper order handling, trade allocation, cross‑trades, prevention of market manipulation/insider dealing, and conflicts of interest in fund selection and due diligence (including scope of Law no. 220/2021).
Review personal transactions and monitor compliance with gifts & benefits policies.
Analyse distributor activity (flow analysis, target market feedback and distribution policies) and monitor securities‑related conflicts of interest.
Supervise MiFID‑related controls, including suitability/appropriateness and ESG preferences.
Develop and automate internal controls and design new control frameworks.
Provide compliance advisory, training to investment staff and liaise with Group Compliance Policies.
Prepare periodic reports for internal corporate bodies and committees
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