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Regulatory Compliance Specialist Banking & Finance

Branch Operations & Securities Support Specialist

Job in Huntsville, Madison County, Alabama, 35824, USA
Listing for: Raymond James
Full Time position
Listed on 2026-01-23
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Banking & Finance
Job Description & How to Apply Below
A financial services company in Huntsville, Alabama, is seeking a candidate to process the movement of client funds and handle securities transactions. The ideal candidate will have a High School Diploma and around one year of related experience. Responsibilities include directing inquires, supporting client onboarding, and maintaining documentation. This role supports the firm's values, including client-first and integrity. Candidates with a commitment to professional growth will thrive in this environment.
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