Supervisor,SOX Internal Audit Job Houston area,Texas USA,Finance & Banking

This position is based in our Houston, TX office located in the Galleria Office Tower 1 at 2700 Post Oak Blvd.

POSITION SUMMARY

The Supervisor, SOX Internal Audit, will play a key role in overseeing the day-to-day execution of the SOX compliance program, including supervising audit staff, coordinating testing activities, and supporting the timely completion of SOX deliverables. This role supports the Manager, Internal Audit, by ensuring high quality testing, documentation, and issue tracking, while serving as a key point of coordination with process owners and external auditors.

ESSENTIAL DUTIES AND RESPONSIBILITIES

Provide day-to-day supervision, mentorship, and professional development for audit staff and cosourcing vendors, ensuring alignment with departmental and organizational goals.

Execute and coordinate SOX compliance testing activities in accordance with approved scope, methodology, and timeliness.

Support risk assessment activities by providing input based on SOX testing results, control observations, and emerging issues.

Coordinate with business process and IT control owners to ensure accurate and timely documentation of internal controls.

Review audit documentation, work papers, and testing results to ensure accuracy, completeness, and adherence to professional standards.

Assist, track, and report on the progress of control deficiencies and remediation efforts to internal stakeholders and management.

Support coordination with external auditors, including responding to SOX-related requests, facilitating walkthroughs, and supporting reliance activities.

Identify opportunities for process improvements within the SOX audit process and recommend enhancements to internal audit leadership.

Perform other duties as assigned.

CORE COMPETENCIES

To perform the job successfully, the individual should demonstrate competencies in performing the essential functions of this position by performing satisfactorily in each of these competencies.

Problem solving
:
Identifies and resolves problems in a timely manner, gathers and reviews information appropriately. Uses own judgment and acts independently; seeks input from other team members as appropriate for complex or sensitive situations.
Oral/written communication
:
Listens carefully and speaks clearly and professionally in all situations. Edits work for accuracy and clarity, can create, read, and interpret complex written information. Ability to develop strong interpersonal networks within the organization that support the essential duties and responsibilities.
Planning/organizing
:
Prioritizes and plans work activities, organizes personal and project timelines and deadlines, tracks project timelines and deadlines, and uses time efficiently.
Adaptability
:
Adapts to changes in the work environment, manages competing demands and can deal with frequent interruptions, changes, delays, or unexpected events.
Dependability
:
Consistently on time and at work, responds to management expectations and solicits feedback to improve performance.
Team Building
:
Capable of developing strong interpersonal networks and trust within the organization, setting expectations and requirements and achieving accountability of supervised personnel. Leads consensus by involving all stakeholders, facilitating their understanding of differences, agreeing on requirements and constraints, and developing the best solution.
Safety Culture
:
Adheres to the NuScale Safety culture and is expected to model safe behavior and influence peers to meet high standards.
Quality Assurance
:
Commits to the understanding and implementation of quality assurance regulations, standards, and guidelines of 10 CFR 50 Appendix B, 10 CFR 21, and ASME NQA‑1.

MINIMUM SKILLS, QUALIFICATIONS AND ABILITIES

Education
: A Bachelor’s degree in Accounting, Finance, Information Systems, or a related field is required. CPA, CIA, or CISA certification strongly preferred.
Experience
:
Minimum of 5 years of full‑time working experience in internal audit, public accounting, or a related field, including at least 2 years in a supervisory role, is required. Must have demonstrated expertise in SOX compliance; proficiency in audit management software…


Increase/decrease your Search Radius (miles)



Job Posting Language