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Regulatory Compliance Specialist

Broker-Dealer Regulatory Reporting VP: Strategic Compliance Leader

Job in Hanover Township, Morris County, New Jersey, USA
Listing for: Barclays
Full Time position
Listed on 2026-01-29
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 150000 - 210000 USD Yearly USD 150000.00 210000.00 YEAR
Job Description & How to Apply Below
A leading financial services firm seeks a Broker Dealer Regulatory Reporting VP in Hanover Township, NJ. This role involves overseeing compliance with broker dealer reporting requirements and preparing regulatory reports. The ideal candidate should have extensive experience in regulatory reporting, strong analytical skills, and the ability to collaborate across various departments. A competitive salary ranging from $150,000 to $210,000 and a comprehensive benefits package are offered.
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