Manager, Financial Crimes Oversight Testing

Job Description

What is the opportunity? To conduct 2

LoD oversight testing of Financial Crime (FC) programs and controls within central functions and global businesses, including AML, Sanctions and ABAC. This requires proactive participation with oversight planning and scoping, fieldwork, and reporting. The role will also require continuous communication with stakeholders and Senior Management in regards to the findings and issues and action management.
What will you do?

Conduct regular oversight testing of the key FC programs and controls in scope

Issue formal reporting on all oversight testing completed

Issues and actions management and validation

Conduct/maintain trend analysis of results of oversight testing

Provide key components of various FC Compliance reports and documents (e.g., AML/ATF Annual Report, CAMLO report, test plans etc.)

Maintain schedule of testing activities and communicate plan with stakeholders

Follow-up on oversight issues/recommendation and ensure resolution in a timely and reasonable manner

Establish, develop and maintain strong relationships with internal and external partners

Take a proactive role in communicating knowledge that benefit the Central FC Units, such as Global AML FIU and global business units who have an AML reporting obligation

Participate in internal projects/ meetings in order to proactively gain insight to upcoming changes that might impact/influence oversight testing process

Ensure all paper and electronic files are maintained appropriately. Create and maintain various documentation suitable for Audit and Regulatory review

Proactively identify personal development opportunities, international trends and industry standards

Demonstrate a quality service approach through willingness to accept new assignments and adapt to changing directives

Contribute to program management through supporting the maintenance of day-to-day activities

Gain in depth knowledge on Canadian AML legislation and become familiar with the maintenance of day-to-day activities

Provide support as a subject matter expert, applying proficient knowledge of subject matter content in field of specialization

What do you need to succeed?
Must have

At least three years of experience as a Financial Crimes SME (AML, Sanctions, etc.) or experience within a 2nd line or audit testing function

Bachelor’s Degree or equivalent work experience

Very strong interpersonal and analytical skills

Strong written and oral communication skills; business writing experience

Very good working knowledge of Microsoft suite of software

Knowledge of International laws and regulations related to AML and ATF

Working background/experience with the major business segments of RBC or other FIs

Experience as an AML SME within an Audit/Testing Function.

Nice to have

Certified Anti-Money Laundering Specialist (CAMS)

Certified Internal Auditor (CIA)

Certified Financial Crimes Specialist (ACFS)

What’s in it for you? We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

An opportunity to do great and meaningful work with lasting impact

Leaders who support your development through coaching and managing opportunities

Work in a dynamic, collaborative, progressive, and high-performing team

Opportunities to take on progressively greater scopes of work

A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation

Job Skills
Anti-Money Laundering (AML), Communication, Data Gathering Analysis, Detail-Oriented, Financial Regulation, Fraud Risk Management, Group Problem Solving, Internal Controls, Operational Integrity, Process Management
Additional Job Details

Address:

20 KING ST W:

TORONTO

City:

Toronto

Country:

Canada

Work hours/week:

37.5

Employment Type:

Full time

Platform:

GROUP RISK MANAGEMENT

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

Final date to receive applications:

Note: Applications will be accepted until 11:59 PM on the day prior to the Final date to receive applications date…