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Regulatory Compliance Specialist Financial Compliance

Senior Compliance Testing Lead

Job in Greenwich, Fairfield County, Connecticut, 06831, USA
Listing for: Interactive Brokers Group, Inc.
Full Time position
Listed on 2026-01-26
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Compliance
Salary/Wage Range or Industry Benchmark: 100000 - 130000 USD Yearly USD 100000.00 130000.00 YEAR
Job Description & How to Apply Below
A global financial services company is seeking a Head of Compliance Testing to manage their compliance testing program. The ideal candidate has over 5 years of experience with SEC or CFTC regulations and a strong background in compliance testing or audit roles. Responsibilities include coordinating compliance reviews, drafting testing specifications, and reporting findings. The position offers competitive salary and excellent benefits including health, wellness, and education reimbursement.
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Position Requirements
10+ Years work experience
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