Trade Operations Senior Support Specialist

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* Work Location:

** Vienna, Virginie, États-Unis d'Amérique
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* Hours:

** 40
* * Pay Details:**$86,840 - $139,360 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience  compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.
** Line of Business:
** Gestion de patrimoine TD
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* Job Description:

** The Trade Operations Senior Support Specialist is responsible for the strategic and operational oversight of the trading desk, ensuring adherence to regulatory requirements, risk management practices, and timely execution of trading activities. This leadership role serves as a key point of escalation and governance, maintaining rigorous standards of compliance and operational excellence.
** Depth & Scope:
*** Provides oversight of trading rules and system configurations in the Pershing Platform to ensure accurate and compliant trade processing
* Manages and oversees regulatory reporting requirements, including but not limited to CAT, CAIS, TRACE, and other mandated reporting obligations.
* Ensures adequate staffing levels and resource allocation to handle live trading orders efficiently and meet service level standards
* Supervises and participates in the review and release of flagged live orders, acting as a dual control for higher-risk transactions to mitigate operational and market risk
* Reviews and grants approvals for trade exceptions and non-standard transactions
* Maintains oversight of key risk metrics and escalate issues as necessary to senior management
* Leads the development, maintenance, and enhancement of policies, procedures, and desk-level controls to comply with regulatory and firm requirements
* Acts as the regulatory change management lead, assessing and implementing required changes to processes, systems, and reporting in response to new or amended regulations
* Partners with Compliance, Risk, Technology, and other business units to ensure trading activities align with internal standards and external regulatory expectations
* Provides guidance, training, and mentorship to trading support staff to promote a culture of risk awareness and operational excellence
* Assists in identifying, investigating and resolving trade errors by coordinating with advisors and support teams, helping to minimize financial exposure and prevent reoccurrence
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* Education & Experience:

*** An undergraduate degree in a relevant field is preferred however candidates with significant directly related professional experience will also be considered.
* 5+ years industry experience
* Series…