Compliance Officer, Finance & Banking

Job Description

Compliance Officer (Insurance)

Location : UK Locations

Salary : 45000 - 50000

Reporting to :
Compliance Manager

We are seeking a seasoned Compliance Officer to join our this role you will provide accurate and effective compliance advice and support helping ensure that both retail and wholesale financial services businesses meet their regulatory obligations and adhere to internal processes and procedures.

This is a hands-on role that involves close collaboration with stakeholders across the business. You should have experience in a financial services compliance role ideally within the general insurance sectorand possess the confidence to produce clear process documentation reports and MI that engage stakeholders at all levels.

Key Responsibilities :

• Work with business teams to support delivery of objectives while ensuring adherence to group policies.
• Collaborate with the 2nd Line of Defence to ensure advice and guidance is implemented in line with risk appetite.
• Identify and prioritize compliance actions through the analysis of conduct and regulatory MI including trend and root cause analysis.
• Assess the effectiveness of business controls and implement improvements where necessary.
• Assist with the creation and review of compliant documentation ensuring timely implementation of regulatory changes.
• Support and where appropriate lead the management and resolution of breaches errors & omissions and complaints with a focus on root cause and control effectiveness.

What We Offer :

• Competitive salary and benefits package
• Flexible working and generous holiday options
• Pension scheme enhanced parental leave and life insurance
• Discounts on technology travel and leisure
• Ongoing learning and development opportunities
• Volunteering days and support for charitable activities

If you have the relevant experience or know someone that does please contact me now onor email us at

Required Experience :

Unclear Seniority

Key Skills

Compliance Management,Risk Management,Financial Services,PCI,Banking,Cost Accounting Standards,Quality Systems,Research Experience,NIST Standards,Securities Law,SOX,ISO 27000

Employment Type : Full-Time

Experience : years

Vacancy : 1