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Regulatory Compliance Specialist Financial Services

Senior Compliance Officer, Investment Management - FCA ICARA

Job in Glasgow, Glasgow City Area, G1, Scotland, UK
Listing for: Core-Asset Consulting Ltd
Full Time position
Listed on 2026-01-15
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
A leading wealth management firm in Glasgow is looking for a Compliance Officer to manage regulatory reporting and ensure compliance with FCA requirements. This role requires significant experience in compliance within investment management and a thorough understanding of the FCA Handbook. You will have autonomy and the opportunity to contribute strategically in a dynamic environment, tackling various regulatory tasks and leading compliance processes.
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Position Requirements
10+ Years work experience
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