Intern in Sales and Suitability Compliance – BSISA

Position: Intern in Sales and Suitability Compliance – BSISA  )
Intern in Sales and Suitability Compliance – BSISA (Geneva, Switzerland)
Country:
Switzerland As a second line of defense, the Sales and Suitability (SSU) Compliance Officer is responsible for the adherence to local and international regulations and standards related to conduct, as well as supervisory requirements and group expectations. The candidate shall manage the Bank’s relevant conduct related risks through the appropriate control and oversight activities.

The Role will have a reporting to SSU Compliance Head.
** Responsibilities
* * SSU BAU

Activities:

* Perform SSU controls and address related Front Office queries
* Prepare SSU reporting (Compliance Committee, Group reporting)
* Conduct Special Product Monitoring (crypto assets, unit link, structured products)
* Review marketing material/disclaimer

Support to Product Approval and Governance Process:
* Draft minutes for the Local Commercialization Committee (CLC)
* Maintain and update the CLC inventory
* Follow up on CLC conditions
* Maintain and update criteria logged in the Product Governance Framework Client Risk Profile Maintenance:
* Maintain and enhance the risk profiling algorithm
* Track the client risk profile redocumentation

Contribution to Team Development:
* Update procedure and policies
* Prepare training materials and presentations
* Support in digitalization/automation initiatives

Miscellaneous**:
*** Provide support on ad hoc projects and initiatives
** Profile:
*** Strong data analysis skills.
* Solid knowledge of financial markets and financial products.
* Excellent problem-solving abilities with the capacity to work independently and demonstrate initiative.
* Critical thinking skills to proactively identify risks and issues impacting the Bank.
* Strong follow-up capabilities to ensure outstanding matters are tracked and resolved in a timely manner.
* Collaborative team player with the ability to work effectively across functions.
* Highly dedicated, with strong multitasking and organizational skills.
* Effective written and verbal communication skills.
* Proficient in Microsoft Excel, Word, and PowerPoint;
Bloomberg experience is an advantage.

* Languages:

Fluent in English and either Spanish or French.
* Bachelor’s or Master’s degree in Finance, Business, Economics.

Requirements:
* Eligible to work in Switzerland.
* To be currently enrolled in a University/Study Centre.
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