Assistant Director of Compliance and Ethics

Overview

This position is responsible for supporting an institutional compliance program designed to ensure compliance with laws, regulatory requirements, policies and procedures for the University of Florida enterprise, including all of its direct support organizations and affiliated entities. Under direction of the Chief Compliance, Ethics and Privacy Officer (CCO) and UF Compliance and Ethics Director (Director), the Assistant Director of Compliance and Ethics (AD) will coordinate enterprise-wide compliance initiatives and develop and execute strategies to promote compliance and ethics, in collaboration with compliance partners across the enterprise.

Additionally, the AD will manage and oversee the day-to-day functions related to training, the compliance partner program, and ethics initiatives through the Florida Commission on Ethics.

• Leads the Compliance Partners initiative, building and maintaining good relationships with all Compliance Partners to ensure effectiveness and promote awareness of the Compliance Program and all compliance obligations
• Review and analyze changes in laws and regulations relating to compliance obligations and assist with assessment of UF regulations and policies for ongoing compliance with federal and state law
• Assists as needed with the development of Compliance Partner annual reports and other compliance related activities
• Maintains the accuracy of the compliance plan and supporting matrices in collaboration with Compliance Partners
• Develops an ongoing compliance communication plan including regular compliance reminders, educational articles, quizzes, industry updates, and website development
• Implements effective marketing, training, and awareness campaigns to promote the compliance and ethics program
• Builds, maintains, and updates an enterprise-wise compliance calendar to support monitoring of compliance and ethics obligations
• Develops and implements any other compliance training, as needed
• Represents UF Compliance and Ethics at campus-wide and departmental meetings, as needed
• Coordinates ethics initiatives in alignment with the Florida Commission on Ethics and applicable provisions of Florida Statutes, Chapter 112
• Provides guidance and education related to public employee responsibilities and limitations, including ethics requirements related to gifts
• Supports vendor-related ethics requirements, including applicable disclosures and compliance obligations
• Represents UF Compliance and Ethics on the State University System (SUS) Consortium Ethics Sub-Committee and participates in related initiatives and working groups

• Assists the CCO and Director with the development, oversight and implementation of the institutional compliance and ethics program
• Conducts data collection and root cause analysis to identify trends and support continuous improvement efforts
• Assists the Director in implementation of an institutional compliance risk assessment process to enhance strategic compliance oversight and monitoring
• Provides regular updates and presentation materials to the CCO and Director for inclusion in reports for university leadership, the Board of Trustees and the Board of Governors
• Understands program monetary needs and accurately report on all fiscal requirements and obligations
• Develops internal policies and procedures, and partner with other units in the development of institutional policies and procedures
• Addresses inquiries, hotline complaints and other matters within the scope of the institutional compliance and ethics program
• Facilitates continuous improvement of the institutional compliance program, including participation in regular program self-assessment and external reviews
• Oversees Florida Commission on Ethics Form 1 filings, ensuring timely, accurate, and complete submission
• Responds to ethics-related questions and inquiries received through various intake or reporting channels
• Develops/revises the enterprise-wide compliance and ethics training for all employees ensuring compliance with federal/state law and university regulations and policies
• Develops, maintains, and periodically reviews foundational compliance and ethics…