Vice President, Core Compliance

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.

With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.

Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.

We are currently recruiting for a VP, Core Compliance in
** Frankfurt.
**** About MUFG
** Mitsubishi UFJ Financial Group, Inc. (MUFG) is one of the world’s leading financial groups. Headquartered in Tokyo and with over 360 years of history, MUFG has a global network with approximately 2,000 locations in more than 40 countries. The Group has about 120,000 employees and offers services including commercial banking, trust banking, securities, credit cards, consumer finance, asset management, and leasing.

The Group aims to “be the world’s most trusted financial group” through close collaboration among our operating companies and flexibly respond to all of the financial needs of our customers, serving society, and fostering shared and sustainable growth for a better world. MUFG’s shares trade on the Tokyo, Nagoya, and New York stock exchanges. For more information, visit
** About MUFG in the European Economic Area
** MUFG clients located in the European Economic Area (EEA) access services through the fully licensed MUFG Bank (Europe) N.V. as well as MUFG Securities (Europe) N.V.
** About MUFG Bank (Europe) N.V.
** MUFG Bank (Europe) N.V. (MBE) is a fully-owned subsidiary of MUFG Bank. With offices throughout Europe, our teams provide clients with comprehensive financing solutions spanning Coverage & Structured Finance, Capital Markets and Transaction Banking, using MUFG’s global reach to provide bespoke solutions. With 73 green, sustainability, sustainability-linked and transition bond tranches in 2021 and 51 sustainability-linked loans in EMEA in 2021, MUFG is committed to supporting clients to achieve sustainable business growth.

Please visit our website for more information –
** Overall Purpose of the Job
** This role includes participation, leading and supporting of the implementation of initiatives of Core Compliance function. The role includes advice and support in the area of Core Compliance, with a special attention to national requirements in Germany. The role cooperates closely with the Data Protection Officer (DPO), taking responsibility for data protection activities in Germany and supporting DPO in wider tasks.
** The role includes the following
*** Provide specialist advice and guidance to the business areas and the MBE Compliance team
* Support the design, implementation and execution of compliance assurance activities
* Promote staff awareness in Compliance matters
* Collaboration in the drafting of policies and procedures and their review from a national perspective
* Operational activities such as PAD (including disclosures) and OBI review, approval and administration
* Training reviews from a national perspective* (Support) Training administration and completion
* Audit administration and support (SOX, WpHG)
* MI reporting
* Annual certification administration
* Close cooperation as a team member of SMEs for Core Compliance on further activities MBE-wide

Laws and regulations
* Monitoring, review and impact assessment of laws and regulations from a national perspective including their related administration
* Close cooperation as a team member of SMEs for Core Compliance on laws and regulations MBE wide

Data Protection
* Local Contact person for data protection and data security matters
* Close cooperation as a team with the Data Protection Officer (DPO) and external consultants, if any, MBE-wide on data protection and data security matters, e. g.…