Vice President, Core Compliance

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe we have 150,000 colleagues striving to make a difference for every client organization and community we serve. We stand for our values, building long‑term relationships, serving society and fostering shared and sustainable growth for a better world.

With a vision to be the world’s most trusted financial group, it is part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies and tools that empower you to own your career.

Join MUFG where being inspired is expected and making a meaningful impact is rewarded.

We are recruiting for a VP Core Compliance in Frankfurt.

Mitsubishi UFJ Financial Group Inc. (MUFG) is one of the world’s leading financial groups. Headquartered in Tokyo and with over 360 years of history, MUFG has a global network with approximately 2,000 locations in more than 40 countries. The Group has about 120,000 employees and offers services including commercial banking, trust banking, securities, credit cards, consumer finance, asset management and leasing.

The Group aims to be the world’s most trusted financial group through close collaboration among our operating companies and flexibly responding to all of the financial needs of our customers, serving society and fostering shared and sustainable growth for a better world. MUFG’s shares trade on the Tokyo, Nagoya and New York stock exchanges. For more information visit MUFG in the European Economic Area.

MUFG Bank (Europe) N.V. (MBE) is a fully‑owned subsidiary of MUFG Bank. With offices throughout Europe, our teams provide clients with comprehensive financing solutions spanning Coverage & Structured Finance, Capital Markets and Transaction Banking, using MUFG’s global reach to provide bespoke solutions. With 73 green sustainability‑linked and transition bond tranches in 2021 and 51 sustainability‑linked loans in EMEA in 2021, MUFG is committed to supporting clients to achieve sustainable business growth.

This role includes participation leading and supporting the implementation of initiatives of the Core Compliance function, providing advice and support in Core Compliance with a special focus on national requirements in Germany. The role cooperates closely with the Data Protection Officer (DPO), taking responsibility for data protection activities in Germany and supporting the DPO in wider tasks.

• Provide specialist advice and guidance to the business areas and the MBE Compliance team.
• Support the design, implementation and execution of compliance assurance activities.
• Promote staff awareness in Compliance matters.
• Collaborate in the drafting of policies and procedures and their review from a national perspective.
• Operational activities such as PAD (including disclosures) and OBI review approval and administration.
• Training reviews from a national perspective.
• (Support) Training administration and completion.
• Audit administration and support (SOX WpHG).
• MI reporting.
• Annual certification administration.
• Close cooperation as a team member of SMEs for Core Compliance on further activities MBE‑wide.
• Monitoring review and impact assessment of laws and regulations from a national perspective including their related administration.
• Close cooperation as a team member of SMEs for Core Compliance on laws and regulations MBE‑wide.
• Local contact person for data protection and data security matters.
• Close cooperation as a team with the Data Protection Officer (DPO) and external consultants if any MBE‑wide on data protection and data security matters e.g. policies, procedures, DPIAs, ROPAs, trainings.
• Provision of advice to data protection inquiries and data security.
• Preparation of legally required documents to fulfil the obligation to provide information upon inquiry e.g. list of processing activities and other data processing documents.

• Academic background preferably law,…