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Regulatory Compliance Specialist

Marketing Compliance Lead — SEC Rules & Testing

Job in Fort Worth, Tarrant County, Texas, 76102, USA
Listing for: Dagen
Full Time position
Listed on 2026-01-24
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Job Description & How to Apply Below
An investment advisor firm in Fort Worth, TX is hiring a Compliance Officer for Marketing and Testing. This role involves reviewing marketing materials for compliance with regulations, conducting compliance testing, and assisting with regulatory filings. The ideal candidate should have at least five years of compliance experience in asset management, strong analytical skills, and excellent communication abilities. A competitive salary and comprehensive benefits package are offered.
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