Audit Manager, Risk Management

Audit Manager, Risk Management Royal Bank of Canada
• Dallas, United States of America What is the Opportunity?

As a Manager within U.S. Internal Audit department, you will support audit coverage of businesses and functions within RBC U.S., performing continuous risk monitoring activities to develop and maintain the annual audit plan, and executing internal audits in a team-based environment to assess the effectiveness of controls and compliance with governmental regulation.

• Support audit engagements and projects across key Risk Management coverage areas.
• Collaborate with internal audit colleagues, providing coaching and support to junior team members. On certain engagements, may be leading a team of professional auditors and be responsible for all aspects of an audit.
• Draft the audit plan that ensures adequate coverage of all risks to permit the issuance of an overall opinion on internal controls and risk management practices to senior management.
• Execute the audit plan and ensure effective audit practices for traditional and continuous audits.
• Identify high value audit observations, communicate, and gain agreement with both audit leadership and audit stakeholders.
• Document findings and assess general impact on potential consequences of recommendations.
• Participate in complex and confidential/special audit projects enterprise wide as requested by RBC senior management.
• Ensure appropriate working paper evidence of findings is maintained.
• Manage performance of audit work and review working papers when audit lead.
• Support or lead continuous monitoring activities including reviewing relevant data and meeting with key stakeholders to provide ongoing risk assessments.
• Supports other internal Audit groups in execution of their audit plans as necessary.
• Identifies and recommends efficiency opportunities within the business.

• A minimum of 3 to 5 years of experience in financial services internal audit (understanding of U.S. regulatory expectations for U.S. banking organizations is preferred).
• Bachelor's degree in a relevant field of study
• Proven ability to produce well written work products and effective communication along with value added observations/recommendations.
• Highly proficient in the use of Microsoft Excel, Word and PowerPoint.
• Strong problem solving and negotiating skills to mitigate conflicts arising from difficult situations.
• Proficient time management, organizational, and project management skills. Ability to pivot through working on multiple deliverables with tight deadlines.

• Knowledge of U.S. regulatory standards, auditing standards and business processes in the financial securities environment.
• Experience from a large financial institution or regulated financial services environment.
• Certified Internal Auditor, Certified Public Accountant, or other relevant professional certifications.
• A strong understanding of Data Analytics, data visualization, and reporting.

• A comprehensive Total Rewards Program including competitive compensation and flexible benefits, such as 401(k) program with company-matching contributions, health, dental, vision, life, disability insurance, and paid-time off.
• Leaders who support your development through coaching and managing opportunities.
• Ability to make a difference and lasting impact.
• Work in a dynamic, collaborative, progressive, and high-performing team.
• Opportunities to do challenging work.
• Opportunities to build close relationships with clients.

For NY/ NJ:
The expected salary range for this particular position is $85,000-$145,000 depending on your experience, skills, and registration status, market conditions and business needs.

For Los Angeles:
The expected salary range for this particular position is $77,000-$143,000 depending on your experience, skills, and registration status, market conditions and business needs. The expected salary range for this particular position is $80,000-$135,000 depending on your experience, skills, and registration status, market conditions and business needs.

You have the potential to earn more through RBC’s discretionary variable compensation program…