Analyst, Risk Management

Where Ambition Meets Innovation

Build a career that matches all your initiative with an impressive dose of innovation. From cutting‑edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals.

The Analyst, Risk Management will assist in the development of programs and processes to ensure the appropriate oversight and reporting of the firm’s key risks. The position is responsible for the ongoing maintenance of the policy management and committee governance frameworks. Additionally, the role will support the training, communication, and other programs to promote a strong risk culture that prioritizes risk identification and collaboration across the three lines of defense.

• Support policy management and committee governance programs
• Support development and maintenance of core risk management standards and frameworks; manage change management process for committee charters and policies
• Support communication plan for new program requirements
• Perform inventory and gap assessment of policies and committee charters and partner with stakeholders to remediate
• Support risk training, communication, and partnership programs
• Draft newsletters, program announcements, and other communications and materials
• Support development and ongoing maintenance of tooling solution for process automation
• Support ad hoc reporting and analysis requests

We’re looking for strong collaborators who deliver exceptional client experiences and thrive in fast‑paced, team‑oriented environments. Our ideal candidates pursue greatness, act with integrity, and are driven to help our clients succeed. We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work.

• BA/BS degree in Finance, Accounting, Business, or Economics (or a related discipline)

• Solution oriented with a positive 'can do' attitude
• Ability to take initiative, identify opportunities, and implement change
• Ability to organize and manage multiple priorities
• Attention to detail
• Microsoft Office Excel and PowerPoint skills
• Written and oral communication skills
• Demonstrated work ethic and organizational skills
• Analytical thinking and problem‑solving skills

$29.82–$49.70 per hour. Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401(k) matching, health benefits, employee stock options, paid time off, volunteer time off, and more.

LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor‑mediated marketplace, LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodies approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses.

For further information about LPL, please visit

At LPL Financial, we believe that everyone deserves objective financial guidance. As the nation’s leading independent broker‑dealer, we offer an integrated platform of cutting‑edge technology, brokerage, and investment advisor services.

• Innovative Environment:
  We foster creativity and growth, providing a supportive and responsive leadership team.
• Limitless Career Potential:
  Your career at LPL has no limits, only amazing potential.
• Unified…