Associate Analyst, Settlements

Job Overview

The Associate Analyst role within the Settlements department will be responsible for providing problem-solving, reporting, project and training support to the Settlements team, and continuing to provide strong process level support to multiple sides of the team. This will require the Associate Analyst to have a foundational level of knowledge of all team processes with expertise in 2-3 subjects. You will also support leadership on business improvement projects.

• Reconciling trade settlement and transfer fails to receive/deliver for equity and fixed income securities, metals, alternative investments, and international securities

• Performing surveillance of trade obligations through daily reports for Municipal Bond, DVP, Penny Stock and CNS Trades and providing documented QC of reports generated by others

• Balancing net settlement figures between General Ledger accounts for DTCC, NSCC, CNS, Bank of New York (BONY), and Fidelitrade

• Offering strong problem solving to reconcile complex stock record breaks and supporting junior associates through training and learning

• Executing Buy-ins and maintaining surveillance on short holdings of both securities and cash to ensure control of firm-level and client-level positions

• Partnering with Trading, Purchase & Sales, Treasury, and Operations Control to help run a sound business

• Working with senior analysts, and leadership to drive improvement for the business through dedicated efforts on team projects

We want strong collaborators who can deliver a world-class customer service experience for LPL’s Financial Professionals
. We are looking for people who thrive in a fast-paced environment, are client-focused, team-oriented
, and are able to execute in a way that encourages creativity and continuous improvement
.

• 2+ years’ experience in the brokerage and financial services industry, or 1+ year of direct Settlements Experience

• Strong analytical and problem solving skills with a keen attention to detail

• Proficient to Advanced with Microsoft Office, particularly Excel, Word, Power Point

• Excellent oral and written communication skills

• Ability to perform under pressure with competing deadlines

• Bachelor’s Degree from an Accredited University

• FINRA SIE or Securities Registration

• Prior Experience in an Analytical Role

• Experience using SQL macros and V-Lookups

#LPL-PA

$24.47-$40.79/hour

Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more.

Your recruiter will be happy to discuss all that LPL has to offer!

LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace, LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses.

For further information about LPL, please visit

At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients.

Join the LPL team and help us make a difference by turning life’s aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE.

Information on Interviews: LPL will only communicate with a job applicant directly from an email address and will never conduct an interview online or in a chatroom forum. During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant’s bank or credit card. Should you have any questions regarding the application process, please contact LPL’s Human Resources Solutions Center at .