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Regulatory Compliance Specialist Financial Compliance

AVP, Compliance Testing — Lead Controls & Strategy

Job in Fort Mill, York County, South Carolina, 29715, USA
Listing for: LPL Financial
Full Time position
Listed on 2026-02-01
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Compliance
Salary/Wage Range or Industry Benchmark: 100000 - 125000 USD Yearly USD 100000.00 125000.00 YEAR
Job Description & How to Apply Below
A leading financial services firm located in Fort Mill, South Carolina is seeking an experienced Assistant Vice President (AVP), Compliance Testing. This position involves overseeing compliance testing engagements, ensuring effective regulatory adherence, and providing leadership to the Compliance Testing team. Candidates should have a Bachelor's degree and a minimum of 5 years of experience in the financial services industry, with strong analytical and communication skills.

The firm offers competitive compensation and a comprehensive benefits package.
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