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Regulatory Compliance Specialist

Senior AVP, Governance & Compliance Controls

Job in Fort Mill, York County, South Carolina, 29715, USA
Listing for: LPL Financial
Full Time position
Listed on 2026-01-24
Job specializations:
  • Business
    Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading financial services firm is looking for an AVP to oversee and coordinate compliance training and education programs for staff. This role is vital in ensuring compliance with annual requirements and developing reporting solutions. The ideal candidate will possess a Bachelor's degree and 5+ years of industry experience, with strong governance standards and excellent communication skills. The position offers competitive pay and a diverse range of benefits, reflecting the firm's commitment to employee success.
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Position Requirements
10+ Years work experience
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