Registered Client Service Associate; Fort Lauderdale, FL

Registered Client Service Associate (Fort Lauderdale, FL)

Oppenheimer & Co. Inc. (“Oppenheimer”) is a leading middle‑market investment bank and full‑service broker‑dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services, and investment advisory and asset management services.

Job Description

Oppenheimer & Co. Inc.’s Private Client Division is currently seeking a Registered Client Service Associate for its Fort Lauderdale branch office. The RCSA’s primary responsibility is to support Financial Advisors in sales, marketing, and day‑to‑day operations of a growing wealth management practice. This role requires superior interpersonal and multi‑tasking skills, independence, and teamwork. The position will assist in performing a variety of daily tasks so that the team grows its business, runs smoothly, and meets service excellence standards.

Responsibilities:

• Learn and adapt to service the needs of various accounts to answer day‑to‑day questions from clients and advisors.
• Quickly develop knowledge of a variety of forms and account procedures to assist clients.
• Learn to utilize research and technical support tools.
• Produce quality analytical reports using various software programs.
• Promote firm services by enhancing relationships with advisors through timely and accurate responses to questions.
• Act with integrity and respect in all situations.
• Cultivate and grow existing client relationships.
• Assist with marketing efforts and plan client events.
• Prioritize daily work, track progress of projects and deadlines, answer phones, take messages, and schedule appointments.
• Demonstrate initiative and desire to increase knowledge of rules, regulations, and concepts.
• Interact locally with other support members, Financial Advisors, and Management.

Qualifications:

• FINRA Registrations:
  Series 7 and 63/65 (or 66) required (within the first six months of hire).
• Fluent in English;
  Spanish preferred.
• Demonstrated initiative and desire to increase knowledge of rules, regulations, and concepts.
• Ability to act with integrity and respect in all situations.
• Strong interpersonal and multi‑tasking skills.
• Capable of working independently and as part of a small team.