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Senior Advisor, Supervisory Solutions & Compliance
Job in
Memphis, Manatee County, Florida, USA
Listed on 2026-01-14
Listing for:
BBF Wealth
Full Time
position Listed on 2026-01-14
Job specializations:
-
Finance & Banking
Financial Services, Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
A financial services firm seeks a Senior Advisor for supervisory solutions, focusing on compliance and oversight for financial advisors. You will conduct daily reviews of activities, analyze transactions for concerns, and ensure adherence to regulatory standards. The ideal candidate holds a Bachelor's degree and relevant licenses, with experience in financial services. The role creates opportunities for professional development in a hybrid work environment.
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Position Requirements
10+ Years
work experience
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