More jobs:
Broker-Dealer Compliance Pro; Hybrid
Job in
Florham Park, Morris County, New Jersey, 07932, USA
Listed on 2026-01-27
Listing for:
TSR Consulting
Full Time, Contract
position Listed on 2026-01-27
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial services firm in Florham Park, NJ, is seeking a Compliance Administrator for a contract-to-hire role. This position involves managing the onboarding process of new hires, ensuring compliance with regulatory requirements, and maintaining accurate documentation. The ideal candidate should have at least 2 years of experience in broker-dealer compliance and be detail-oriented. This hybrid role requires excellent organizational and communication skills, paired with a solid understanding of FINRA and SEC requirements.
Opportunity for growth within a structured environment.
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