Broker-Dealer Compliance & Onboarding Specialist

A global staff augmentation firm is seeking a Compliance Administrator in Florham Park, New Jersey. The candidate will manage onboarding for new representatives, ensuring compliance with regulatory requirements. Responsibilities include submitting registration filings, conducting background checks, and maintaining records. The ideal candidate will have at least 2 years' experience in compliance, strong organizational skills, and proficiency in Microsoft Office. This position offers an opportunity to contribute to a dynamic compliance team.
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