Securities Compliance Officer & Regulatory Risk Lead

A financial institution in Ohio is looking for a Compliance Officer to ensure regulatory compliance and assist in developing risk management practices. This role requires at least three years of experience in the securities industry and proficiency in relevant qualifications, including Series 7 and state insurance licensing. Strong interpersonal skills and the ability to work independently while leading compliance efforts are essential for success in this position.
#J-18808-Ljbffr