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Field- Compliance Consultant: Financial Advice

Job in Exeter, Devon, EX2, England, UK
Listing for: Simplybiz
Full Time position
Listed on 2026-03-14
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
Position: Field-Based Compliance Consultant: Financial Advice
A financial consultancy firm in the UK is seeking Compliance Consultants to deliver risk-based consultancy services for financial advice and mortgage firms. The role requires a Level 4 Diploma in Financial Planning and a mortgage qualification. Key responsibilities include providing tailored compliance guidance, maintaining positive relationships with member firms, and producing compliance reports. Ideal candidates will have strong analytical and organizational skills, along with a commitment to delivering excellent client outcomes.

Field-based roles include occasional travel across regions.
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