Field- Compliance Consultant: Financial Advice
Job Description & How to Apply Below
A financial consultancy firm in the UK is seeking Compliance Consultants to deliver risk-based consultancy services for financial advice and mortgage firms. The role requires a Level 4 Diploma in Financial Planning and a mortgage qualification. Key responsibilities include providing tailored compliance guidance, maintaining positive relationships with member firms, and producing compliance reports. Ideal candidates will have strong analytical and organizational skills, along with a commitment to delivering excellent client outcomes.
Field-based roles include occasional travel across regions.
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